REGULATORY, ROUTING, AND EXCHANGE FEES

* SEC, FINRA,TAF, and any additional stock and options venue exchange fees are debited to customer trades in addition to applicable rates.
* OCC/ORF, CBOE Proprietary Exchange Fees, and any applicable options venue fees are debited to customer trades in addition to any applicable rates.

ROUTING FEES

STOCKS

MULTIPLIER

 OTHER FEES

 

AUTO

No Additional Fee

+ * Regulatory Fees (SEC and Finra TAF Fee on Sell Transactions, See below)

 

ARCA

$0.003 per share

+ * Regulatory (SEC and Finra TAF Fee on Sell Transactions, See below)

 

BATS

$0.003 per share

+ * Regulatory (SEC and Finra TAF Fee on Sell Transactions, See below)  

NSDQ

$0.003 per share

+ * Regulatory (SEC and Finra TAF Fee on Sell Transactions, See below)

 

OPTIONS

MULTIPLIER

OTHER FEES

 

AUTO


 

+*OCC/ORF,  Exchange, and Regulatory Fees

 

CBOE EXCHANGE FEES                   Proprietary Indexes

$SPX,$SPXW,$VIX
$RUT,RUTW
$NDX,DJX
$OEX, $XEO

+.65 cents per contract
+.18 cents per contract
+.18 cents per contract
+.40 cents per contract

 

 

*CBOE charges customers additional fees to trade products that are solely traded on their exchange. Proprietary Index Option fees are assessed on orders on a per contract basis. Proprietary Index Options fees are in addition to clearing and regulatory fees that apply to all opening and closing orders in CBOE proprietary products. For a list of applicable CBOE ETF, ETN, EQUITY, and VENUE FEES: Go Here

*Routing fees are subject to change without prior notice. If necessary, we reserve the right to debit your account for any venue, routing, or exchange fees based on vendor changes in routing rates. We reserve the right to mark up or adjust any routing fees at our sole discretion. Clients trading on our per trade or per share rate plans are not eligible to receive rebates unless agreed to in writing by management. There may be other routes available that are not listed here, which may charge a fee. You should always call and check the fee on any route before using it.

REGULATORY FEES

TYPE

MULTIPLIER

 DESCRIPTION

SEC Sec. 31 Fee

(Stocks)
 

               ($0.0000229)                            

SEC Fee = Total price of a transaction
* 22.90 / 1,000,000

FINRA TAF Fee (Stocks)
 

FINRA TAF Fee (Options)

                     ($.00013)                              

                    ($0.00218)

Covers sales of exchange registered securities whenever executed. Multiply this amount by the number of shares sold. $6.49 Maximum. 

Options multiply by .00218  per contract.$6.49 Maximum.

ORF Fee
(Options)

                     ($0.0034)                                     

Per U.S exchange-listed option contract.

Options Clearing Corporation

OCC Fees

(Click for per options contract pass through rates)

Low Priced Securities

$.0002 per share with 5% notional value max.

 

 

 

 

 
SEC Rule 606 Disclosure

Rule 606 Disclosure

The Firm, in its efforts to seek best execution, routes client orders to national securities exchanges, alternative trading systems (ATSs), including electronic communications networks (ATS) and other market centers. Certain market centers offer credits (deemed payment for order flow) for orders that provide liquidity and may charge access fees for orders that take liquidity. In some cases, the credits offered by a market center may exceed the charges assessed, such that a market center may make a payment to ViewTrade Securities in relation to orders directed to such market center. In addition, ViewTrade Securities routes orders to broker dealers who are market makers in securities. ** Click for Routing Report Pursuant to SEC Rule 606

 


Options involve a high degree of risk and are not suitable for all investors as the special risks inherent to options trading may expose investors to potentially significant losses. Please read Characteristics and Risks of Standardized Options before deciding to invest in options.
* Customary Exchange Fees and Regulatory Fees including TAF, SEC, OCC and ORF, are passed through and debited to customer accounts. Please refer to our fee schedule for a complete listing of pricing.
CBOE Proprietary exchange fees for trades in indexes including SPX, VIX, RUT, NDX, DJX, NDX, OEX, and XEO are debited per each options transaction in CBOE proprietary indexes or products executed in your account.
* We reserve the right to debit your account for any venue, routing, or exchange fees without prior notice.
* Promotion is available for New Accounts and Incoming New Account Transfers.
* Individual, Entity (Corporate, LLC), and IRA Accounts are Eligible.

Terms of Use Disclaimer

Market Research, Options Tools and Opinions are Provided by Third Party Independent Providers.
Any opinion, recommendation or alert of any independent third-party provider is the sole opinion of the publisher and does not express the opinion of OptionsRoute. If you subscribe to and effect trades of any provider, you are choosing to do so at your own risk and discretion. OptionsRoute does not provide any financial or investment advice. OptionsRoute does not recommend or endorse any investment instruments or trading strategy. The material on this website is provided for informational and educational purposes only and shall not in any manner be considered a recommendation or endorsement of any strategy or investment. Any investment decision and/or strategy that you make or utilize, whether or not such decision or strategy derives from or relies upon material accessed or provided through this website, is done so at your sole discretion and your own risk. Before making any investment decisions, please consult additional sources of information and/or your legal or tax advisor.

OptionsRoute® is a Division of ViewTrade Securities, Members FINRA and SIPCFINRA Brokercheck for Viewtrade Securities. As a member of the Securities Investor Protection Corporation (SIPC), funds are available to meet customer claims up to a ceiling of $500,000, including a maximum of $250,000 for cash claims. For additional information regarding SIPC coverage, including a brochure, please contact SIPC at (202) 371-8300 or visit www.sipc.org. Our Clearing firm has purchased an additional insurance policy through a group of London Underwriters (with Lloyd's of London Syndicates as the Lead Underwriter) to supplement SIPC protection. This additional insurance policy becomes available to customers in the event that SIPC limits are exhausted and provides protection for securities and cash. This is provided to pay amounts in addition to those returned in a SIPC liquidation. This additional insurance policy is limited to a combined return to any customer from a Trustee, SIPC and London Underwriters. Similar to SIPC protection, this additional insurance does not protect against a loss in the market value of securities.

System response, trade executions and account access may be affected by market conditions, system performance, quote delays and other factors. The risk of loss in electronic trading can be substantial. You should therefore consider whether such trading is suitable for you in light of your financial resources and circumstances.